The mandate of the FSU stems from the FSU Act (PDF, 83.14 KB) which gives it responsibility to monitor financial institutions operating in Dominica, take action against persons carrying on unlicensed financial services business, supervise licensees in accordance with the FSU Act and the financial services enactments, and administer the financial services enactments or any other relevant enactments.

The following financial services enactments are listed in Schedule I of the FSU Act:

The following financial institutions falling under the purview of the Unit are listed in Schedule II of the FSU Act:

Registered Entities

The Financial Services Unit is responsible for the registration and regulation of the following entities:


The entities not listed on the website are not authorised to do business in the Commonwealth of Dominica