Schedule of Entities

SCHEDULE ENTITIES CAPTURED UNDER THE MONEY LAUNDERING PREVENTION ACT NO. 8 OF 2011

PART I
ACTIVITIES OF FINANCIAL INSTITUTIONS

1. “Banking business” and “financial business” as defined in the Banking Act 2005;
2. “Banking business” as defined in the Offshore Banking Act 1996;
3. Venture risk capital;
4. Money transmission services;
5. Issuing and administering means of payments (e.g.credit cards, travellers’ cheques and bankers’ drafts;
6. Guarantees and commitments;
7. Trading for own account of customers in-
1. money market instruments (e.g. cheques, bills, certificates of deposits, commercial paper, etc);
2. foreign exchange;
3. financial and commodity-based derivative instruments(e.g. options, interests rate and foreign exchange instruments etc);
4. transferable or negotiable instruments;
8. Money Broking;
9. Money Lending and Pawning;
10. Money Exchange (e.g. casa de cambio);
11. Mutual Funds;
12. Credit Unions;
13. Building Societies;
14. Trust Business
15. Insurance Business;
16. Securities Exchange

PART II
OTHER BUSINESS ACTIVITIES

1. Real Estate Business;
2. Car dealerships;
3. Casinoes (gaming houses);
4. Courier services;
5. Jewellery Business;
6. Internet Gaming and wagering services;
7. Management companies;
8. Asset management and advice-custodial services;
9. Nominee service;
10. Registered agents;
11. Any business transaction conducted at a post office involving money orders;
12. Securities brokerage;
13. Telecommunications companies;
14. Utility companies;
15. Dominica Social Security;
16. Inland Revenue Department